stp-automation
STP & Automation
Purpose
Guide the design and implementation of straight-through processing (STP) and operational automation in securities operations. Covers STP architecture and design principles, exception-based processing, STP rate measurement, process automation techniques, integration patterns between operations systems, and operational efficiency improvement. Enables building or improving operations infrastructure that maximizes automated processing while maintaining accuracy and controls.
Layer
12 — Client Operations (Account Lifecycle & Servicing)
Direction
prospective
When to Use
- Designing or evaluating STP architecture for a securities operations workflow
- Measuring STP rates and identifying manual touchpoints in an existing process
- Implementing exception-based processing to replace review-all workflows
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